James Peterson
James Peterson is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2024Customer Dispute
May 2008Customer Dispute
April 2002Customer Dispute
April 2001Other Business Activities
James works as a financial advisor at Bremer Bank since 2011, dedicating about half of his time to this role. He spends about 10-20% of his time on this activity during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Invest Financial CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
First Investors CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.