MT
CFP
MT
CFP

Michael Patrick Tracy

23 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningCharitable Giving
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
228 clients
Average Client Portfolio
$870K average
Assets Under Management
$198.3M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Boulder, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a registered investment advisor with Sarasota Asset Management in Sarasota, FL, since 2003.

Employment History
Current Registrations
Principium Investments LLC
May 2008 - Present · 17 yrs 9 mos
Previous Registrations
Sarasota Asset Management, INC.
March 2003 - December 2008 · 5 yrs 9 mos
Linsco/private Ledger CORP.
June 2002 - October 2003 · 1 yr 4 mos
State Registrations4 states
COFLMNTX
Advisor
Exams
No exam information available for this advisor.
Michael Patrick Tracy - Financial Advisor | TrueAdvisor