Dorothy Cole is a CFP-designated registered investment advisor at Dorothy J. Cole, based in Merrimack, NH, with 32 years of industry experience. Dorothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 8 more. Their firm serves 53 clients with $92M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $15K | 1.67% |
| $15K - $350K | 0.14% |
| $350K - $600K | 0.13% |
| $600K - $900K | 0.11% |
| $900K - $1.2M | 0.10% |
| $1.2M - $1.5M | 0.10% |
| $1.5M - $1.8M | 0.10% |
| $1.8M - $2.1M | 0.10% |
| $2.1M - $2.4M | 0.09% |
| $2.4M - $2.7M | 0.09% |
| $2.7M - $3.0M | 0.09% |
| $3M+ | 0.05% |
Fees are flat dollar amounts per tier rather than standard percentages, resulting in declining effective percentage rates as assets increase. Requires a recently completed comprehensive financial plan.
Fee Estimator
Contact
Dorothy Cole
Location
Merrimack, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Dorothy J. Cole
State Registrations1 state
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Exams
Additional Information
Dorothy Cole has over twenty-five years of experience managing the financial assets of individuals, businesses, and charities. During the last 20 years, she has worked in the financial services industry as a professional financial planner. She opened her own financial planning firm in 1991 and continues today to manage this firm. Dorothy received her Master of Business Administration degree from Simmons College School of Management in Boston, MA. She also holds a Masters degree in Education in the area of counseling and the CERTIFIED FINANCIAL PLANNER™ professional designation.
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