James Andrew Baronian

Westminster Financial Advisory CORP

37 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningInsurance PlanningBusiness Owners

Westminster Financial Advisory CORP

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

45 advisors

Number of Clients

2,022 clients

Average Client Portfolio

$606K average

Assets Under Management

$1.2B

Fee Structure

Location

433 South Main Street Suite 305, West Hartford, CT, 06110

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Westminster Financial Advisory CORP

September 2002 - Present · 23 yrs 5 mos

Westminster Financial Securities, INC.Broker

October 2000 - Present · 25 yrs 4 mos

Previous Registrations

Investors Services of Hartford, INC.Broker

March 1988 - November 2000 · 12 yrs 8 mos

State Registrations19 states

AZCTDEFLGAHIILMAMEMTNHNYPARISCVAVTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.