LS
CFP
LS
CFP
Laura Sweezey
27 Years of Experience
Pembroke, MA
1 Disclosure
Laura Sweezey is a CFP-designated registered investment advisor at Laguna Investment Services, based in Pembroke, MA, with 27 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11 clients with $2.3M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
11 clients
Average Client Portfolio
$208K average
Assets Under Management
$2.3M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Pembroke, MA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2004Denied
Other Business Activities
Laura is affiliated with Laguna Investments Services since 2003. She also owns rental real estate (two condominiums), dedicating minimal time to this activity.
Employment History
Current Registrations
Laguna Investment Services
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
LPL Financial LLC
March 2003 - February 2013 · 9 yrs 11 mos
Salomon Smith Barney INC.
July 1997 - March 2003 · 5 yrs 8 mos
State Registrations2 states
CAMA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.