Troy Moulton is a registered investment advisor at LPL Financial LLC, based in Sanford, MI, with 38 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Sanford, MI
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Regulatory History (1)
Customer Dispute
January 2013Other Business Activities
Troy operates Moulton Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also co-owns rental real estate with his spouse, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Isg Equity Sales CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
First Investors CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Steven Benzing, ChFCJohn Hancock Personal Financial Services, LLC