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Francine Eaves-Ranft

33 Years of Experience
Exton, PA
1 DisclosureBroker

Francine Eaves-Ranft is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Exton, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

224 Valley Creek Blvd, Exton, PA, 19341

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Other Business Activities

Francine works as a part-time Pilates instructor for Do Life Pilates - Frazer, Longo Pilates, LLC dba Club Pilates Exton, and Club Pilates Brandywine. She dedicates a few hours per week to these activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - Present · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - Present · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Hornor, Townsend & Kent, INC.
October 2015 - July 2016 · 9 mos
Hornor, Townsend & Kent, INC.Broker
October 2015 - July 2016 · 9 mos
Summit Brokerage Services, INC.Broker
September 2015 - September 2015 · 0 mos
Cetera Investment Advisers LLC
July 2012 - September 2015 · 3 yrs 2 mos
Cetera Advisor Networks LLC
July 2012 - September 2015 · 3 yrs 2 mos
Cetera Investment Services LLC
July 2012 - February 2014 · 1 yr 7 mos
Cetera Advisor Networks LLCBroker
July 2012 - September 2015 · 3 yrs 2 mos
Cetera Financial Specialists LLCBroker
July 2012 - September 2015 · 3 yrs 2 mos
Cetera Investment Services LLCBroker
July 2012 - September 2015 · 3 yrs 2 mos
Cetera Advisors LLC
May 2010 - September 2015 · 5 yrs 4 mos
Cetera Advisors LLCBroker
May 2010 - September 2015 · 5 yrs 4 mos
Securities America, INC.Broker
April 2008 - May 2010 · 2 yrs 1 mo
H&r Block Financial Advisors, INC.Broker
May 2003 - February 2008 · 4 yrs 9 mos
National Planning CorporationBroker
November 2001 - August 2002 · 9 mos
E*trade Securities, IncorporatedBroker
March 2001 - August 2001 · 5 mos
First Union Securities, INC.Broker
November 1993 - February 2001 · 7 yrs 3 mos
Kemper Clearing CORP.Broker
August 1991 - October 1993 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.