Charles Johnson
Charles Johnson is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dubois, PA, with 37 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5091 Shaffer Rd, Dubois, PA, 15801
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Regulatory
July 2007Other Business ActivitiesSells Insurance
Charles is the owner of Fixed Insurance, selling and servicing fixed annuity products, and the owner of Guardian Planners, marketing financial services and selling fixed insurance products; these activities take up nearly all of his time. He is also the author of "Chuckonomics Book" and president/secretary of Truth in Politics PAC, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Kovack Advisors, INC.
Kovack Securities INC.Broker
Npb Financial Group, LLCBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Guardian Planners
Blue Vase Securities, LLCBroker
Investors Capital CORP.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.