TrueAdvisor
TrueAdvisor
DS
DS

David Sawinski

Asset Allocation Strategies, LLC
38 Years of Experience
Grand Rapids, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Sawinski is a registered investment advisor at Asset Allocation Strategies, LLC, based in Grand Rapids, MI, with 38 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,394 clients with $1B in assets under management.

Asset Allocation Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
4,394 clients
Average Client Portfolio
$232K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum annual fee is 2% of assets under management. Fees are negotiable from client to client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3258 Clear Vista Ct., Grand Rapids, MI, 49525

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David is the president of DPS Financial Inc., focusing on investment and retirement planning, dedicating about 10-20% of his time. He also manages rental properties through several LLCs and works as an insurance agent selling life insurance and annuities, taking about a quarter of his time.

Employment History
Current Registrations
Asset Allocation Strategies, LLC
July 2020 - Present · 6 yrs 3 mos
Glp Investment Services, LLCBroker
April 2002 - Present · 24 yrs 6 mos
Previous Registrations
New England SecuritiesBroker
June 1999 - April 2002 · 2 yrs 10 mos
Pruco Securities CorporationBroker
March 1995 - May 1999 · 4 yrs 2 mos
Allmerica Investments, INC.Broker
December 1994 - February 1995 · 2 mos
Pruco Securities CorporationBroker
March 1988 - October 1994 · 6 yrs 7 mos
The Prudential Insurance Company of AmericaBroker
March 1988 - December 1993 · 5 yrs 9 mos
State Registrations20 states
ALAZCACOFLGAILINKSKYMDMINCNVNYOKPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Grand Rapids, MI →All financial advisors in Michigan →