David Kanen
David Kanen is a registered investment advisor at Kanen Wealth Management LLC, based in Coral Springs, FL, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 251 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 2.00% |
| $2.5M - $5.0M | 1.50% |
| $5.0M - $7.0M | 1.00% |
| $7M+ | 1.00% |
Fees negotiable for accounts over $7,000,000.
Fee Estimator
Location
5850 Coral Ridge Drive, Suite 309, Coral Springs, FL, 33076
Get directionsHistory
Regulatory History (4)
Regulatory
September 2024Customer Dispute
May 2009Customer Dispute
June 2003Customer Dispute
October 1998Other Business Activities
David serves as a non-executive chairman of the board for portfolio companies held by the firm's private investment fund and receives remuneration. He also owns Philotimo Charters, LLC, a boat and yacht charter company, dedicating minimal time to oversight.
Employment History
Current Registrations
Kanen Wealth Management LLC
Previous Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
Wfg Investments, INC.Broker
Wfg Advisors, LP
Fmsi Advisers
First Midwest Securities, INC.Broker
Pointe Capital, INC.Broker
Sterling Financial Investment Group, INC.Broker
A. G. Edwards & Sons, INC.Broker
David Lerner Associates, INC.Broker
First Investors CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.