Aegis Capital Corp. offers investment advisory and brokerage services to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm provides both discretionary and non-discretionary portfolio management through various programs, including unbundled managed account solutions on platforms like RBC and AXOS. Aegis helps clients define investment objectives and risk tolerances, utilizing methods such as fundamental, technical, and cyclical analysis to build tailored portfolios that may include stocks, bonds, mutual funds, and exchange-traded funds. As a dually registered broker-dealer and registered investment advisor, Aegis also engages in securities brokerage and investment banking. Investment management fees are based on a percentage of the value of your portfolio, and the firm can execute trades and provide custodial services through clearing partners like RBC and AXOS.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.