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Morris Gottesman

Arax Advisory Partners
38 Years of Experience
Austin, TX
3 DisclosuresBroker
View SEC Summary
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Morris Gottesman is a registered investment advisor at Arax Advisory Partners, based in Austin, TX, with 38 years of industry experience. Morris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 West 6th Street, Suite 1900, Austin, TX, 78701

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2014
Customer Dispute
November 2002
Denied
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Morris is involved in numerous investment-related activities, primarily through family-owned businesses and partnerships, generally dedicating minimal time to each. He is also a registered representative with USCA Securities, LLC and serves on the board of the Anti-Defamation League and the advisory council of Heartgift.

Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Usca Securities LLCBroker
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
June 2021 - July 2026 · 5 yrs 1 mo
Usca RIA LLC
December 2014 - June 2021 · 6 yrs 6 mos
Wells Fargo Advisors, LLCBroker
July 2003 - December 2014 · 11 yrs 5 mos
Wells Fargo Advisors, LLC
July 2003 - December 2014 · 11 yrs 5 mos
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
Salomon Smith Barney INC.Broker
July 1993 - May 2001 · 7 yrs 10 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
State Registrations13 states
CACOFLGAKSLANJNMNYPASDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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