Steven Davis
Steven Davis is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 38 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
San Diego, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Steven operates under the DBAs Davis Wealth Management and Davis Advantage/Davis Advantage Wealth Management. He sells non-variable insurance products, including whole life, fixed annuities, term life, and universal life insurance, dedicating about 10-20% of his time to Davis Wealth Management and minimal time to Davis Advantage.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Luckham, CFPLPL Financial LLC
- Steven Nartker, CFP, PFSLPL Financial LLC
- Joseph Stenovec, CFPLPL Financial LLC
- Jayne Byrne, CFPLPL Financial LLC
- Richard Plum, CFPLPL Financial LLC
- Gregory Schill, CFPLPL Financial LLC