Steven Davis
Steven Davis is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Diego, CA
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Regulatory History (1)
Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Steven operates under the DBAs Davis Wealth Management and Davis Advantage/Davis Advantage Wealth Management. He sells non-variable insurance products, including whole life, fixed annuities, term life, and universal life insurance, dedicating about 10-20% of his time to Davis Wealth Management and minimal time to Davis Advantage.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.