Michael Kennedy is a registered investment advisor at LPL Financial LLC, based in Antioch, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4839 Lone Tree Way Ste A, Antioch, CA, 94531
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael has a 1% ownership in Green Swan Inc since 2011 and a 90% ownership in Pacific Pension and Benefits Services, Inc. since 2006, which is also a DBA for his LPL business. He also works as a Notary Public, notarizing client documentation for about an hour per month.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Independent Financial Group, LLCBroker
Waterstone Financial Group, INC.Broker
Oak Brook Securities CORP.Broker
Capital Financial Services, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.