David Spano
David Spano is a CFP-designated registered investment advisor at Annex Wealth Management, LLC, based in Brookfield, WI, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,802 clients with $8.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.40% |
| $25.0M - $100.0M | 0.30% |
| $100M+ | 0.30% |
Fees are negotiable over $100,000,001.
Fee Estimator
Location
17950 W. Corporate Drive, Suite 300, Brookfield, WI, 53045
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a member of Annex Insurance Services LLC, selling non-registered insurance contracts, and spends minimal time on this. He is also a sole member of Annex 127, LLC, managing commercial property, and spends a few hours per week on this activity. Finally, he is a member of Annex Tax Services, LLC, performing tax preparation services and spends minimal time on this.
Employment History
Current Registrations
Annex Wealth Management, LLC
Previous Registrations
H. Beck, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Wellington Investment Services CORP.Broker
Fsc Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.