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Anton Dziuk

36 Years of Experience
Kenedy, TX
2 DisclosuresBroker

Anton Dziuk is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kenedy, TX, with 36 years of industry experience. Anton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

224 W Main St, Ste 100, Kenedy, TX, 78119

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Denied
Customer Dispute
May 2006
Denied
Other Business Activities

Anton is involved in various real estate and business ownership activities, including property management, office building rental, and ranch operations. He also manages an LLC for his financial planning practice and serves on the board of directors for Dziuk.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 1990 - Present · 36 yrs 2 mos
Ameriprise Financial Services, LLC
May 1990 - Present · 36 yrs 2 mos
Ameriprise Financial Services, LLCBroker
May 1990 - Present · 36 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1990 - July 2006 · 16 yrs 2 mos
USAA Investment Management CompanyBroker
May 1988 - March 1989 · 10 mos
State Registrations33 states
ALARAZCACOCTFLGAIDILINKSKYLAMAMDMOMSMTNCNJNMNVNYOKORSCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anton Dziuk - Financial Advisor | TrueAdvisor