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Anton Dziuk

37 Years of Experience
Kenedy, TX
2 DisclosuresBroker

Anton Dziuk is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kenedy, TX, with 37 years of industry experience. Anton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

224 W Main St, Ste 100, Kenedy, TX, 78119

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Denied
Customer Dispute
May 2006
Denied
Other Business Activities

Anton is involved in various real estate and business ownership activities, including property management, office building rental, and ranch operations. He also manages an LLC for his financial planning practice and serves on the board of directors for Dziuk.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 1990 - Present · 36 yrs 5 mos
Ameriprise Financial Services, LLC
May 1990 - Present · 36 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 1990 - Present · 36 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1990 - July 2006 · 16 yrs 2 mos
USAA Investment Management CompanyBroker
May 1988 - March 1989 · 10 mos
State Registrations34 states
ALARAZCACOCTFLGAIDILINKSKYLAMAMDMEMOMSMTNCNJNMNVNYOKORSCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.