Douglas Stein is a CFP-designated registered investment advisor, based in New Orleans, LA, with 38 years of industry experience.
Location
858 Camp Street, New Orleans, LA, 70130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas has several business activities, including serving as power of attorney for his brother-in-law, involvement with family farms, and advisory roles for St. Mary's Endowment Board and the Roman Catholic Diocese of Salina. He also works full-time for NewEdge Advisors and FirstHarvest Wealth Management Group, and spends about a quarter of his time on fixed insurance sales.
Employment History
Current Registrations
Newedge Securities, LLCBroker
Newedge Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations6 states
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