Joe Woods is a registered investment advisor at LPL Financial LLC, based in Coronado, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1011 C Avenue, Coronado, CA, 92118
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Regulatory History (2)
Customer Dispute
February 2006Customer Dispute
March 2001Other Business Activities
Joe operates Woods Capital Partners as a DBA for his LPL business and owns Woods Inc for tax/investment purposes, dedicating a few hours per week to the latter. He also coaches middle school soccer, spending about a quarter of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Edward D. Jones & CO., L.P.Broker
Marketing One Securities, INC.Broker
Lehman Brothers INC.Broker
J. T. Moran & CO., INC.Broker
Sherwood Capital, INC.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.