KL
KL

Kenneth Lesesne

36 Years of Experience
Langhorne, PA
7 DisclosuresBroker

Kenneth Lesesne is a registered investment advisor at LPL Financial LLC, based in Langhorne, PA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

402 Middletown Blvd Ste 204, Langhorne, PA, 19047

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2023
Final
Financial
August 2023
Final
Financial
April 2023
Final
Financial
April 2023
Final
Customer Dispute
August 2007
Denied
Customer Dispute
February 2005
Denied
Customer Dispute
November 1994
Settled
Other Business Activities

Kenneth operates under a DBA for his LPL business. This activity is investment-related and takes a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & Reed
July 2009 - July 2021 · 12 yrs
Waddell & ReedBroker
November 2008 - July 2021 · 12 yrs 8 mos
Ameriprise Financial Services, INC.
July 2003 - August 2008 · 5 yrs 1 mo
Ameriprise Financial Services, INC.Broker
July 2003 - August 2008 · 5 yrs 1 mo
Ids Life Insurance CompanyBroker
July 2003 - July 2006 · 3 yrs
Morgan Stanley Dw INC.Broker
October 1988 - December 2002 · 14 yrs 2 mos
Hibbard Brown & CO., INC.Broker
June 1988 - June 1988 · 0 mos
F.N. Wolf & CO., INC.Broker
April 1988 - June 1988 · 2 mos
State Registrations13 states
AZCADEFLGAMDMONJNYPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.