HP
CFP
HP
CFP
Hugh Phillips is a CFP-designated registered investment advisor, based in Napa, CA, with 37 years of industry experience.
Location
135 Camino Dorado Suite 15, Napa, CA, 94558
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Regulatory History (1)
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Customer Dispute
September 2004Denied
Other Business ActivitiesSells Insurance
Hugh is involved in insurance sales as a certified financial planner since 1988. This investment-related activity takes minimal time.
Employment History
Current Registrations
Allworth Financial, L.P.
February 2019 - Present · 7 yrs 3 mos
Aw SecuritiesBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Aw Securities
February 2019 - March 2025 · 6 yrs 1 mo
Securities America Advisors, INC.
June 2006 - January 2019 · 12 yrs 7 mos
Securities America, INC.Broker
November 1995 - January 2019 · 23 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
July 1988 - December 1995 · 7 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
July 1988 - May 1994 · 5 yrs 10 mos
Lincoln National Pension Insurance CompanyBroker
July 1988 - January 1989 · 6 mos
State Registrations18 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.