Harold Collett
Harold Collett is a registered investment advisor at LPL Financial LLC, based in Dallas, GA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
165 Confederate Ave, Dallas, GA, 30132
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold is involved with Kinsman Wealth Educators (KWE, LLC) as an insurance agency since 2005, dedicating about a quarter of his time. He also has a DBA for his LPL business under Main Street Advisors, INC since 2020.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Planmember Securities CorporationBroker
Gwn Securities INC.Broker
Great American Advisors, INC.Broker
Consumer Concepts Investments, INC.Broker
Medallion Equities, INC.Broker
Wma Securities, INC.Broker
Mariner Financial Services, INC.Broker
Planned Investments INC.Broker
First American National Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.