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ChFC
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ChFC

Stephen Swift

Perigon Wealth Management, LLC
15 Years of Experience
Syracuse, NY
Sells Insurance
View SEC Summary
View SEC Summary

Stephen Swift is a ChFC-designated registered investment advisor at Perigon Wealth Management, LLC, based in Syracuse, NY, with 15 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 5,664 clients with $11B in assets under management.

Perigon Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
95 advisors
Number of Clients
5,664 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees range from 0.20% to 2.00% annually depending on complexity, asset levels, and overall relationship. Fees are generally discounted for clients selecting investment management services only compared to comprehensive wealth management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

507 Plum Street, Suite 102, Syracuse, NY, 13204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephen is an insurance agent through Northeast Financial Alliance, LLC and Stephen Swift-Sole Proprietor, spending minimal time on these activities. He also provides financial planning and investment management services through Blue Water Capital Management, dedicating full-time hours to this endeavor.

Employment History
Current Registrations
Perigon Wealth Management, LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Blue Water Capital Management, LLC
May 2021 - March 2024 · 2 yrs 10 mos
Blue Water Capital Management, LLC
February 2009 - December 2015 · 6 yrs 10 mos
Portfolio Consulting Group INC
April 2006 - December 2010 · 4 yrs 8 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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