Richard Moore is a registered investment advisor at Brooks, Moore & Associates, INC., based in Chattanooga, TN, with 21 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 176 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $3.0M | 0.75% |
| $3M+ | 0.50% |
A fixed fee lower than the stated fee in the fee schedule may be negotiated.
Fee Estimator
Location
3905 Saint Elmo Ave., Chattanooga, TN, 37409
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Brooks, Moore & Associates, INC.
State Registrations1 state
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