Brian Ragen is a registered investment advisor, based in Ann Arbor, MI, with 32 years of industry experience.
Location
3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is affiliated with Concorde Asset Management, LLC as a Compliance Principal and Concorde Holdings, Inc., both investment-related. He dedicates full-time hours to both roles.
Employment History
Current Registrations
Concorde Investment Services, LLC
March 2018 - Present · 8 yrs 1 mo
Concorde Investment Services, LLCBroker
March 2018 - Present · 8 yrs 1 mo
Concorde Asset Management, LLC
March 2018 - Present · 8 yrs 1 mo
Previous Registrations
Triad Advisors, LLC
October 2012 - March 2018 · 5 yrs 5 mos
Triad Advisors LLCBroker
October 2012 - March 2018 · 5 yrs 5 mos
L.M. Kohn & Company
February 2012 - May 2012 · 3 mos
L.M. Kohn & CompanyBroker
December 2011 - May 2012 · 5 mos
Midsouth Capital, INC.
January 2011 - January 2012 · 1 yr
Midsouth Capital, INC.
January 2008 - December 2010 · 2 yrs 11 mos
Midsouth Capital, INC.Broker
January 2008 - February 2012 · 4 yrs 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - December 2007 · 8 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - December 2007 · 8 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
October 2005 - April 2007 · 1 yr 6 mos
North Coast Securities CorporationBroker
July 2004 - September 2005 · 1 yr 2 mos
First Allied Securities, INC.Broker
May 2000 - August 2002 · 2 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
May 1999 - May 2000 · 1 yr
Attkisson, Carter & Akers, IncorporatedBroker
August 1998 - May 1999 · 9 mos
Argent Securities, INC.Broker
January 1996 - September 1998 · 2 yrs 8 mos
Chatfield Dean & CO., INC.Broker
June 1995 - December 1995 · 6 mos
Scottsdale Securities, INC.Broker
October 1992 - August 1993 · 10 mos
Olde Discount CorporationBroker
May 1990 - January 1992 · 1 yr 8 mos
Bear, Stearns & CO. INC.Broker
May 1988 - September 1989 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.