Brian Ragen is a registered investment advisor, based in Atlanta, GA, with 32 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Atlanta, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is affiliated with Concorde Asset Management, LLC as a Compliance Principal and Concorde Holdings, Inc., both investment-related. He dedicates full-time hours to both roles.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Midsouth Capital, INC.
Midsouth Capital, INC.
Midsouth Capital, INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
North Coast Securities CorporationBroker
First Allied Securities, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Attkisson, Carter & Akers, IncorporatedBroker
Argent Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
Scottsdale Securities, INC.Broker
Olde Discount CorporationBroker
Bear, Stearns & CO. INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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