Christine Paul is a registered investment advisor at LPL Financial LLC, based in Oxford, MI, with 33 years of industry experience. Christine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
20 Hudson Street, Oxford, MI, 48371
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
September 2016Customer Dispute
April 2008Customer Dispute
March 2004Other Business Activities
Christine is involved in rental real estate since 2012 and operates Capstone Wealth Management as a DBA for her LPL business since 2019. The Capstone Wealth Management activity takes about a quarter of Christine's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Essex National Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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