Christine Paul is a registered investment advisor at LPL Financial LLC, based in Oxford, MI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20 Hudson Street, Oxford, MI, 48371
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
September 2016Customer Dispute
April 2008Customer Dispute
March 2004Other Business Activities
Christine is involved in rental real estate since 2012 and operates Capstone Wealth Management as a DBA for her LPL business since 2019. The Capstone Wealth Management activity takes about a quarter of Christine's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Essex National Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.