RP
RP

Randall Pickett

37 Years of Experience
Dallas, TX
Broker

Randall Pickett is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

14241 Dallas Parkway, Ste 610, Plaza 3, Dallas, TX, 75254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randall owns Pickett Family Farm, which is used for cattle grazing, pasture lease, and cattle business. This investment-related activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Oppenheimer & CO. INC.
March 2009 - May 2022 · 13 yrs 2 mos
Oppenheimer & CO. INC.Broker
March 2009 - May 2022 · 13 yrs 2 mos
Stanford Group Company
November 2007 - March 2009 · 1 yr 4 mos
Stanford Group CompanyBroker
November 2007 - March 2009 · 1 yr 4 mos
Bny Investment Center INC.Broker
December 2005 - November 2007 · 1 yr 11 mos
Bny Investment Center INC.
December 2005 - November 2007 · 1 yr 11 mos
Pershing LLC
January 2004 - December 2005 · 1 yr 11 mos
Pershing LLCBroker
December 2003 - December 2005 · 2 yrs
Lockwood Financial Services, INC
August 1996 - December 2005 · 9 yrs 4 mos
Lockwood Financial Services, INC.Broker
July 1996 - December 2005 · 9 yrs 5 mos
Chase Manhattan Investment Services, INC.Broker
April 1990 - July 1996 · 6 yrs 3 mos
Texas Commerce Brokerage CompanyBroker
May 1988 - April 1990 · 1 yr 11 mos
State Registrations20 states
ARAZCACODCDEFLILMAMIMONDNMNVOHOKORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Pickett - Financial Advisor | TrueAdvisor