James Long is a registered investment advisor at Excel Financial, LLC, based in Red Wing, MN, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 416 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 0.90% |
| $500K - $1000K | 0.60% |
| $1.0M - $2.0M | 0.55% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.40% |
| $10.0M - $30.0M | 0.20% |
| $30.0M - $40.0M | 0.10% |
| $40M+ | 0.05% |
Fees are negotiable and may be adjusted based on the client's unique circumstances and service requirements.
Fee Estimator
Location
321 Main Street, Red Wing, MN, 55066
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a partner in the CPA firm Moran and Long, LLC since 2009. This activity, which is not investment-related, takes about half of his time.
Employment History
Current Registrations
Excel Financial, LLC
Previous Registrations
Excel Financial, LLC
State Registrations1 state
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