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Scot Hicks

12 Years of Experience
Charleston, SC
Broker

Scot Hicks is a registered investment advisor at Wells Fargo Advisors, based in Charleston, SC, with 12 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

225 Seven Farms Dr, Ste 300, Charleston, SC, 29492

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
January 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Independent Financial Group, LLC
January 2023 - February 2025 · 2 yrs 1 mo
Independent Financial Group, LLCBroker
January 2023 - February 2025 · 2 yrs 1 mo
Morgan Stanley
August 2013 - February 2023 · 9 yrs 6 mos
Morgan StanleyBroker
June 2013 - February 2023 · 9 yrs 8 mos
State Registrations10 states
AZCACOFLHIIDNMNVSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scot Hicks - Financial Advisor | TrueAdvisor