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Kenneth Gatto

37 Years of Experience
Melville, NY
1 DisclosureBroker

Kenneth Gatto is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Melville, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

300 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1992
Award / Judgment
Other Business Activities

Kenneth is associated with J GTrust, and co-owns rental property in Southampton, NY. He also holds power of attorney for S G, dedicating minimal time to these activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - Present · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - Present · 10 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2016 · 6 yrs 10 mos
Morgan Stanley
June 2009 - April 2016 · 6 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2008 · 14 yrs 8 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
State Registrations37 states
ARAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMEMINCNENHNJNVNYOHORPAPRRISCTNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.