CM
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Christopher Micco

15 Years of Experience
Napa, CA
Broker

Christopher Micco is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Napa, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

700 Main St, Napa, CA, 94559

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Kingswood Capital Partners, LLCBroker
January 2024 - June 2024 · 5 mos
Wells Fargo Investments, LLC
June 2002 - May 2003 · 11 mos
Wells Fargo Investments, LLCBroker
October 2001 - May 2003 · 1 yr 7 mos
Citicorp Investment ServicesBroker
November 1995 - October 2001 · 5 yrs 11 mos
Wells Fargo Securities INC.Broker
October 1993 - November 1995 · 2 yrs 1 mo
Marketing One Securities, INC.Broker
April 1993 - October 1993 · 6 mos
Great Western Financial Securities CorporationBroker
November 1991 - May 1993 · 1 yr 6 mos
Liquidity Fund Investment CorporationBroker
September 1988 - November 1990 · 2 yrs 2 mos
State Registrations3 states
CACOWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Micco - Financial Advisor | TrueAdvisor