Kathleen Fish
Kathleen Fish is a CFP, ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Memphis, TN, with 36 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.
Fee Estimator
Location
633 Oakleaf Office Lane, Memphis, TN, 38117
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2024Customer Dispute
June 2013Other Business ActivitiesSells Insurance
Kathleen teaches yoga, serves on multiple boards, teaches classes, and provides consulting services. She also works as an Investment Advisor Representative and sells insurance products, dedicating more than full-time hours to these activities.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Veravest Investments, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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