SB
SB

Scott Barker

33 Years of Experience
Scarborough, ME
1 DisclosureBrokerSells Insurance

Scott Barker is a registered investment advisor at Bankers Life Advisory Services, INC., based in Scarborough, ME, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,822 clients with $1.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
504 advisors
Number of Clients
11,822 clients
Average Client Portfolio
$164K average
Assets Under Management
$1.9B

Fee Structure

Investment management only (planning not offered)

Bankers Life Advisory Services (BLAS) charges an annual fee for managing your investment portfolio, ranging from 0.50% to 2.5% of the portfolio's value. This fee is negotiable. The fee is deducted from your account quarterly in advance.

Loading...

Location

360 US Route 1, Suite 202, Scarborough, ME, 04074

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Denied
Other Business ActivitiesSells Insurance

Scott is a Branch Sales Manager at Bankers Life & Casualty, managing a team of agents and responsible for hiring and training, while also selling Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC, dedicating nearly full-time hours to this role. He also serves on the Board of the Maine chapter of the Alzheimer's Association, dedicating minimal time to this role.

Employment History
Current Registrations
Bankers Life Advisory Services, INC.
July 2016 - Present · 10 yrs
Bankers Life Securities, INC.Broker
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
Investment Advisors
June 2010 - May 2016 · 5 yrs 11 mos
Proequities, INC.Broker
June 2010 - May 2016 · 5 yrs 11 mos
Uvest Financial Services Group, INC.Broker
April 2006 - May 2010 · 4 yrs 1 mo
Uvest Financial Services Group, INC.
March 2006 - May 2010 · 4 yrs 2 mos
Prudential Financial Planning Services
January 2002 - August 2005 · 3 yrs 7 mos
Pruco Securities, LLC.Broker
November 1991 - August 2005 · 13 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
November 1991 - December 1993 · 2 yrs 1 mo
State Registrations7 states
CAFLGAMAMENHOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.