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Stephen Miller

35 Years of Experience
New York, NY
Broker

Stephen Miller is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 35 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This activity is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2008 - Present · 18 yrs
Neuberger Berman Bd LLC
July 2008 - Present · 18 yrs
Neuberger Berman Bd LLCBroker
July 2008 - Present · 18 yrs
Previous Registrations
Neuberger Berman Management LLCBroker
August 2010 - June 2016 · 5 yrs 10 mos
Robeco Securities, L.L.C.Broker
July 2007 - June 2008 · 11 mos
Robeco Securities, L.L.C.Broker
August 1988 - June 2005 · 16 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stephen Miller - Financial Advisor | TrueAdvisor