Philip Nagel is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7337 E Doubletree Ranch Rd Ste 195, Scottsdale, AZ, 85258
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Philip operates PLN Investment Strategies, LLC under a DBA since 2009. He is also a registered investment advisor with AIM Capital, charging hourly fees for financial plans and a percentage for assets under management, dedicating full-time hours to this role.
Employment History
Current Registrations
LPL Financial LLC
Aim Capital
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.