Steven Grabarczyk
Steven Grabarczyk is a registered investment advisor at Regal Advisory Services, INC., based in Fort Meyers, FL, with 34 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
4300 Ford Street Extension, Suite 103, Fort Meyers, FL, 33916
Get directionsHistory
Regulatory History (7)
Judgment / Lien
August 2025Financial
May 2025Customer Dispute
November 2015Customer Dispute
May 2009Judgment / Lien
October 2008Judgment / Lien
December 2007Judgment / Lien
September 2007Employment History
Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Previous Registrations
Regal Advisory Services, INC.
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Muriel Siebert & CO., INC.Broker
E-Invest, INC.Broker
Brown & Company Securities CorporationBroker
Charles Schwab & CO., INC.Broker
Argent Securities, INC.Broker
Saperston Financial INC.Broker
Olde Discount CorporationBroker
Securities America, INC.Broker
G. R. Phelps & CO., INC.Broker
A. G. Edwards & Sons, INC.Broker
Oberweis Securities, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.