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James Tuohey

William Joseph Capital Management, INC.
16 Years of Experience
Hot Springs, AR
1 Disclosure
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James Tuohey is a registered investment advisor at William Joseph Capital Management, INC., based in Hot Springs, AR, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,879 clients with $690M in assets under management.

William Joseph Capital Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,879 clients
Average Client Portfolio
$369K average
Assets Under Management
$694.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.35%

Fees are negotiable based on account size, relationship, and services provided. Generally, fees range between 0.60% and 1.35% annually, billed quarterly.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2836 Malvern Ave, Suite G, Hot Springs, AR, 71901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2015
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is the managing representative for JMT Accounting & Wealth Services, providing tax, accounting, and bookkeeping services, taking about 10-20% of his time. He also serves on several boards of directors and as CFO of ACC, Inc., dedicating minimal time to each.

Employment History
Current Registrations
William Joseph Capital Management, INC.
November 2025 - Present · 11 mos
Previous Registrations
Garland and Greenwood Wealth Advisors LLC
May 2022 - October 2025 · 3 yrs 5 mos
Bolmgren Retireplan, INC.
May 2015 - February 2022 · 6 yrs 9 mos
Sandlapper Wealth Management, LLC
October 2012 - November 2013 · 1 yr 1 mo
Sandlapper Securities, LLCBroker
October 2012 - September 2013 · 11 mos
Fmsi Advisers
May 2012 - September 2012 · 4 mos
First Midwest Securities, INC.Broker
April 2011 - September 2012 · 1 yr 5 mos
Proequities, INC.Broker
June 2010 - April 2011 · 10 mos
Uvest Financial Services Group, INC.Broker
July 2009 - May 2010 · 10 mos
First Dominion Capital CORP.Broker
August 2007 - February 2009 · 1 yr 6 mos
State Registrations1 state
AR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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