SC
SC
Stephen Crocker
23 Years of Experience
Flowery Branch, GA
1 Disclosure
Stephen Crocker is a registered investment advisor at Advisory Services Network, based in Flowery Branch, GA, with 23 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,852 clients with $8.6B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
246 advisors
Number of Clients
11,852 clients
Average Client Portfolio
$727K average
Assets Under Management
$8.6B
Fee Structure
Minimum Investment:$25K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Flowery Branch, GA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2011Settled
Employment History
Current Registrations
Advisory Services Network
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Morgan Stanley
July 2011 - April 2017 · 5 yrs 9 mos
Morgan StanleyBroker
July 2011 - April 2017 · 5 yrs 9 mos
Suntrust Investment Services, INC.
April 2003 - July 2011 · 8 yrs 3 mos
Suntrust Investment Services, INC.Broker
March 2003 - July 2011 · 8 yrs 4 mos
Thomas James Associates, INC.Broker
May 1988 - July 1988 · 2 mos
State Registrations1 state
GA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.