Barbara Boccuto is a registered investment advisor, based in Rhinebeck, NY, with 37 years of industry experience.
Location
6811 Route 9, Suite 9, Rhinebeck, NY, 12572
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Regulatory History (1)
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Customer Dispute
January 2016Denied
Other Business Activities
Barbara is a branch owner of Rhinebeck Wealth Advisors LLC since 2018. This takes about half of her time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
March 2018 - Present · 8 yrs 2 mos
Raymond James Financial Services Advisors, INC
March 2018 - Present · 8 yrs 2 mos
Raymond James Financial Services, INC.Broker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2017 - March 2018 · 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - March 2018 · 10 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
April 2001 - January 2008 · 6 yrs 9 mos
Prudential Securities IncorporatedBroker
June 1988 - April 2001 · 12 yrs 10 mos
State Registrations29 states
AZCACOCTDEFLHIILINKYLAMAMDMEMNMOMTNCNJNMNVNYORPARITXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.