TrueAdvisor
TrueAdvisor
KZ
KZ

Katherine Zamora

Per Stirling Capital Management, LLC
27 Years of Experience
Austin, TX
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Katherine Zamora is a registered investment advisor at Per Stirling Capital Management, LLC, based in Austin, TX, with 27 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,101 clients with $1.6B in assets under management.

Per Stirling Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,101 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $20.0M0.60%
$20M+0.50%

Fees are negotiable based on historical relationship, type of assets, anticipated future earning capacity, and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4800 Bee Caves Road, Austin, TX, 78746

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2019
Final
Regulatory
February 2013
Final
Customer Dispute
March 2012
Closed-No Action
Customer Dispute
December 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Katherine is a registered representative at B.B. Graham & Company since 2008, spending about half her time there. She also works for Per Stirling Capital Management as an investment advisor representative/recruiter/HR, dedicating about half her time to financial advising, recruiting, HR activities including obtaining health insurance quotes, and marketing.

Employment History
Current Registrations
Per Stirling Capital Management, LLC
February 2013 - Present · 13 yrs 8 mos
B.B. Graham & Company, INC.Broker
July 2008 - Present · 18 yrs 3 mos
Previous Registrations
B.B. Graham & Company, INC.
August 2008 - December 2014 · 6 yrs 4 mos
Nations Financial Group, INC.
October 2007 - August 2008 · 10 mos
Nations Financial Group, INC.Broker
October 2007 - August 2008 · 10 mos
First Midamerica Investment Corporation
April 2005 - November 2007 · 2 yrs 7 mos
First Midamerica Investment CorporationBroker
January 2005 - November 2007 · 2 yrs 10 mos
Banc of America Investment Services, INC.
October 2004 - January 2005 · 3 mos
Banc of America Investment Services, INC.Broker
October 2004 - January 2005 · 3 mos
Morgan Stanley
December 2003 - December 2003 · 0 mos
Morgan Stanley Dw INC.Broker
December 2003 - December 2003 · 0 mos
Quick & Reilly, INC.
August 2002 - October 2004 · 2 yrs 2 mos
Quick & Reilly, INC.Broker
November 1999 - October 2004 · 4 yrs 11 mos
Lucien, Stirling & Gray Financial CorporationBroker
September 1997 - May 1998 · 8 mos
State Registrations22 states
AZCACODCFLIDKSLAMDMEMNNCNHNJNMOHORSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Austin, TX →All financial advisors in Texas →