SC
CFP
SC
CFP

Stanley Chandler

37 Years of Experience
Albuquerque, NM
1 DisclosureBrokerSells Insurance

Stanley Chandler is a CFP-designated registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2900 Louisiana Blvd NE Ste K2, Albuquerque, NM, 87110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Denied
Other Business ActivitiesSells Insurance

Stanley is involved in several business activities, including non-variable insurance since 1998, Chandler Planning and Investment Group since 2002, and Chandler Insurance Services, Inc. since 2011, which takes up all of his time. He also dedicates minimal time to notary services.

Employment History
Current Registrations
LPL Financial LLC
September 1998 - Present · 27 yrs 8 mos
LPL Financial LLCBroker
September 1998 - Present · 27 yrs 8 mos
Previous Registrations
Chandler Advisory, Planning and Research
May 2004 - December 2005 · 1 yr 7 mos
Financial Network Investment CorporationBroker
November 1992 - September 1998 · 5 yrs 10 mos
Waddell & Reed, INC.Broker
July 1988 - December 1992 · 4 yrs 5 mos
State Registrations19 states
AZCACOFLKSLAMAMDMTNJNMNVNYORTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.