David Dempsey
David Dempsey is a registered investment advisor at Watermill Institutional Trading LLC, based in Jersey City, NJ, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
111 Town Square Place, Suite 1520, Jersey City, NJ, 07310
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a board member of the Concourse Plaza Condominium Association since 2015, dedicating a few hours per week. He is also the Campaign Chairman for Friends of John Walker, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Watermill Institutional Trading LLC
Watermill Institutional Trading LLCBroker
Previous Registrations
Kevin Dann & Partners, LLC
Kevin Dann & Partners, LLCBroker
H.C. Wainwright & CO., INC.Broker
Jefferies & Company, INC.Broker
Cantor Fitzgerald PartnersBroker
Cantor Fitzgerald & CO.Broker
Cantor Fitzgerald SecuritiesBroker
UBS Securities INC.Broker
State Registrations9 states
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