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Lee Siler

Siler Wealth Management
38 Years of Experience
Longwood, FL
7 DisclosuresSells Insurance
View SEC Summary
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Lee Siler is a registered investment advisor at Siler Wealth Management, based in Longwood, FL, with 38 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 664 clients with $190M in assets under management.

Siler Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
664 clients
Average Client Portfolio
$284K average
Assets Under Management
$188.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.85%
$250K - $500K1.60%
$500K - $1.0M1.35%
$1.0M - $2.0M1.15%
$2.0M - $3.0M0.90%
$3M+0.75%

Advisory fees are negotiable at the advisor's discretion. For ongoing estate planning support, an additional 0.15% to 0.25% may be applied to the annual management fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Crown Oak Centre Drive, Longwood, FL, 32750

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2017
Customer Dispute
May 2006
Settled
Regulatory
March 2005
Final
Customer Dispute
June 2001
Award / Judgment
Customer Dispute
February 2001
Settled
Customer Dispute
December 2000
Award / Judgment
Regulatory
June 1990
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lee owns rental real estate since 2008, spends minimal time on music and music production through SFG Entertainment Services, and is the owner/principal and licensed agent for Executive Insurance of Central FL, focusing on life and fixed insurance, dedicating minimal time to each. Lee is also a member of Portfolio Tax and Accounting, LLC, spending minimal time on tax preparation.

Employment History
Current Registrations
Siler Wealth Management
February 2000 - Present · 26 yrs 9 mos
Previous Registrations
International Assets Advisory, LLCBroker
October 2019 - June 2023 · 3 yrs 8 mos
Primary Capital, LLCBroker
July 2017 - October 2019 · 2 yrs 3 mos
Kalos Capital, INC.Broker
July 2012 - May 2017 · 4 yrs 10 mos
Brookstone Securities, INC.Broker
July 2008 - June 2012 · 3 yrs 11 mos
Merrimac Corporate Securities, INC.Broker
August 2004 - July 2008 · 3 yrs 11 mos
Empire Financial Group, INC.Broker
January 2003 - July 2004 · 1 yr 6 mos
Roan-Meyers Associates, LPBroker
October 2001 - February 2002 · 4 mos
Fas Wealth Management Services, INC.Broker
July 1994 - October 2001 · 7 yrs 3 mos
Corporate Securities Group, INC.Broker
July 1993 - July 1994 · 1 yr
Josephthal Lyon & Ross IncorporatedBroker
March 1991 - July 1993 · 2 yrs 4 mos
Titan/value Equities Group, INC.Broker
June 1990 - January 1991 · 7 mos
Thomas James Associates, INC.Broker
December 1989 - May 1990 · 5 mos
J. W. Gant & Associates, INC.Broker
January 1989 - December 1989 · 11 mos
Thomas James Associates, INC.Broker
May 1988 - May 1990 · 2 yrs
State Registrations4 states
FLGANYTX
Advisor

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Exams
No exam information available for this advisor.
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