SB
SB
Steven Bass
21 Years of Experience
Reisterstown, MD
1 Disclosure
Steven Bass is a registered investment advisor at Steve Bass & Associates, INC., based in Reisterstown, MD, with 21 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 13 clients with $5.4M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$5.4M
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Location
Reisterstown, MD
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Regulatory History (1)
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Regulatory
May 2005Final
Employment History
Current Registrations
Steve Bass & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Steve Bass & Associates, INC.
September 2003 - December 2004 · 1 yr 3 mos
Associated Planners Investment Advisory INC
January 2003 - April 2003 · 3 mos
Associated Securities CORP.Broker
August 2002 - April 2003 · 8 mos
Dean Witter Reynolds INC.Broker
October 1999 - August 2000 · 10 mos
The Advisors Group, INC.Broker
September 1998 - March 1999 · 6 mos
Cambridge Investment Research, INC.Broker
September 1996 - September 1998 · 2 yrs
Gna Securities, INC.Broker
May 1996 - August 1996 · 3 mos
T.H.E. Financial Group, LTDBroker
January 1996 - April 1996 · 3 mos
Kms Financial Services, INC.Broker
August 1994 - October 1995 · 1 yr 2 mos
Everen Securities, INC.Broker
May 1994 - August 1994 · 3 mos
Financial Network Investment CorporationBroker
December 1993 - May 1994 · 5 mos
International Financial Services Capital CorporationBroker
August 1988 - October 1989 · 1 yr 2 mos
State Registrations2 states
FLMD
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.