JO
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Jay Otto

37 Years of Experience
Centerville, OH
Broker

Jay Otto is a registered investment advisor at Morgan Stanley, based in Centerville, OH, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7777 Washington Village Drive, Suite 100, Centerville, OH, 45459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jay owns Javajig, LLC, a coffee processing business, dedicating minimal time after business hours. He is also an officer of IYOO, LLC, a holding company for his JavaJig interest, spending minimal time on administrative tasks.

Employment History
Current Registrations
Morgan Stanley
June 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
June 2005 - June 2011 · 6 yrs
J.J.B Hilliard, W.L. Lyons, LLCBroker
June 2005 - June 2011 · 6 yrs
Legg Mason Wood Walker INC
September 2003 - June 2005 · 1 yr 9 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2003 - June 2005 · 1 yr 10 mos
Wachovia Securities, LLC
January 2003 - September 2003 · 8 mos
Wachovia Securities, LLCBroker
September 1990 - September 2003 · 13 yrs
Prescott, Ball & Turben, INC.Broker
September 1988 - September 1990 · 2 yrs
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.