David Vaughan
David Vaughan is a registered investment advisor at Avior Wealth Management, LLC, based in The Woodlands, TX, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,894 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and typically do not exceed 2.0% annually. The exact rate depends on asset size, portfolio complexity, and services rendered. Minimum annual household fees may apply.
Fee Estimator
Location
10655 Six Pines Drive, Suite 100, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1993Other Business ActivitiesSells Insurance
David is an insurance agent since 1996, dedicating about half of his time to this activity. He is also involved in several limited partnerships and real estate transactions, and works with Woodlands Securities Corp, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Avior Wealth Management, LLC
Previous Registrations
Woodlands Asset Management INC
Navigator Securities LimitedBroker
Hart Securities, INC.Broker
Murchison Investment Bankers, LTD.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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