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Keith Livengood

Janney Montgomery Scott LLC
38 Years of Experience
Raleigh, NC
1 DisclosureBroker
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Keith Livengood is a registered investment advisor at Janney Montgomery Scott LLC, based in Raleigh, NC, with 38 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4140 Parklake Avenue, Glenlake One, Suite 300, Raleigh, NC, 27612

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Keith is a joint owner/manager of Twoblue Partners LLC, a real estate holding company, spending minimal time on it. He is also a member of the Building and Grounds committee at North Raleigh Presbyterian Church, dedicating a few hours per week.

Employment History
Current Registrations
Janney Montgomery Scott LLC
May 2009 - Present · 17 yrs 5 mos
Janney Montgomery Scott LLCBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
December 2001 - May 2009 · 7 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - May 2009 · 15 yrs 10 mos
Lehman Brothers INC.Broker
September 1988 - July 1993 · 4 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
May 1988 - September 1988 · 4 mos
State Registrations25 states
ALCACOFLGAIAILINKYMDMIMONCNJNVNYOHOKPASCTNTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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