James Dingle
James Dingle is a registered investment advisor at Chicago Capital Management Advisors, LLC, based in Lisle, IL, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 560 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CCMA manages investment portfolios for clients, charging a percentage of the assets in the account. The specific percentage depends on the type of account (equity or fixed income) and the amount invested.
For equity and asset allocation accounts, the maximum fee ranges from 2.25% on accounts between $100,000 and $249,999, down to 1.00% on accounts over $5,000,000.
For fixed income accounts, the maximum fee ranges from 1.25% on accounts between $100,000 and $249,999, down to 0.50% on accounts over $5,000,000.
These fees do not include brokerage and transaction costs charged by the clearing firms.
Location
4722 Main Street, Lisle, IL, 60532
Get directionsHistory
Regulatory History (6)
Judgment / Lien
January 2020Judgment / Lien
May 2019Employment Separation After Allegations
December 2012Customer Dispute
September 2010Customer Dispute
August 2010Customer Dispute
April 2002Other Business ActivitiesSells Insurance
James is involved with American Trust Insurance Group, Inc. in insurance sales since 1993, dedicating minimal time. He is also an Investment Advisor Representative with American Trust Investment Services Advisory, Inc. since 2020, dedicating nearly full-time hours, and a head hockey coach since 2010, dedicating about a quarter of his time.
Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
Previous Registrations
American Trust Investment Services Advisory, INC.
American Trust Investment Services, INC.Broker
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
LPL Financial LLC
LPL Financial LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Northern Trust Securities, INC
Vision Investment Services, INC.Broker
Invest Financial CorporationBroker
Northern Trust Securities, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.