James Dingle
James Dingle is a registered investment advisor at Chicago Capital Management Advisors, LLC, based in Or;and Park, IL, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 620 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Rates shown are maximum fees for equity and asset allocation accounts. Fixed income accounts have a separate schedule starting at 1.25% for $100k-$249k and dropping to 0.50% for $5M plus. Fees are negotiable.
Fee Estimator
Location
Or;and Park, IL
Get directionsHistory
Regulatory History (6)
Judgment / Lien
January 2020Judgment / Lien
May 2019Employment Separation After Allegations
December 2012Customer Dispute
September 2010Customer Dispute
August 2010Customer Dispute
April 2002Other Business ActivitiesSells Insurance
James is involved with American Trust Insurance Group, Inc. in insurance sales since 1993, dedicating minimal time. He is also an Investment Advisor Representative with American Trust Investment Services Advisory, Inc. since 2020, dedicating nearly full-time hours, and a head hockey coach since 2010, dedicating about a quarter of his time.
Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
Previous Registrations
American Trust Investment Services Advisory, INC.
American Trust Investment Services, INC.Broker
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
LPL Financial LLC
LPL Financial LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Northern Trust Securities, INC
Vision Investment Services, INC.Broker
Invest Financial CorporationBroker
Northern Trust Securities, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.