Thomas Rauba is a CFP-designated registered investment advisor at Eagle Rock Financial Advisers, LTD., based in Lancaster, PA, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 85 clients with $49M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.85% |
| $500K - $1000K | 1.60% |
| $1.0M - $2.0M | 1.40% |
| $2.0M - $5.0M | 1.20% |
| $5M+ | 1.00% |
These fees apply to US Stocks Only investment allocation. Fees vary based on investment allocation. All client accounts held at the custodian that are under our direct supervision, but not managed using our Investment Allocations, will be assessed a 0.25% maximum annual fee. At our discretion, we may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
2501 Oregon Pike, Suite 104, Lancaster, PA, 17601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Eagle Rock Financial Advisers, LTD.
State Registrations2 states
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