John Papa
John Papa is a registered investment advisor at Diversified Planning Strategies Advisors LLC, based in Roseland, NJ, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 364 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.0M | 1.80% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.35% |
| $3M+ | 1.00% |
Fees are negotiable based on the complexity of client goals and objectives and level of services rendered.
Fee Estimator
Location
101 Eisenhower Pkwy, Suite 108, Roseland, NJ, 07068
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the president of Advanced Planning Strategies LLC, selling insurance and fixed annuity products, and spends about half his time on this. He is also a managing member of Diversified Planning Strategies Advisors LLC, a registered investment advisor, and spends about half his time on this as well. John is also president and 50% owner of 1st Tee Investment Group LLC, a commercial building where his office is located, and spends a few hours per week collecting rents and solving tenant issues. Finally, John is president and CEO of John Papa & Associates, Inc., a corporation set up to receive compensation for insurance and advisory services, but spends no time on this.
Employment History
Current Registrations
Diversified Planning Strategies Advisors LLC
Previous Registrations
Ae Wealth Management, LLC
Global Financial Private Capital, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.