David Carratt is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Mill Creek, WA, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
Mill Creek, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David provides administrative support to Private Advisor Group, an independent investment advisor firm, starting in October 2024. This activity takes nearly full-time hours.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC.Broker
Kms Financial Services, INC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Talbot Financial Services, INC.Broker
Signator Financial Services, INC.
Signator Financial Services, INC.Broker
Key Brokerage Company, INC.Broker
Puget Sound Securities, INC.Broker
Gna Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.